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Consultation Paper (ESMA34-49-82) – Draft technical advice, implementing technical standards and guidelines under the MMF Regulation
Consultation Paper (ESMA34-49-82) – Draft technical advice, implementing technical standards and guidelines under the MMF Regulation
25 May 2017
Discussion Paper (EBA/DP/2016/02) - Designing a new prudential regime for investment firms
Discussion Paper (EBA/DP/2016/02) - Designing a new prudential regime for investment firms
29 November 2016
Consultation Paper (CP 2016/1562) - Draft RTS on package orders for which there is a liquid market
Consultation Paper (CP 2016/1562) - Draft RTS on package orders for which there is a liquid market
18 November 2016
Consultation paper (CP 2016-1529) – Guidelines on the assessment of the suitability of members of the management body and key function holders.
Consultation paper (CP 2016-1529) – Guidelines on the assessment of the suitability of members of the management body and key function holders.
02 November 2016
Consultation paper (CP 2016–1436) - Draft guidelines on MiFID II product governance requirements
Consultation paper (CP 2016–1436) - Draft guidelines on MiFID II product governance requirements
13 October 2016
Consultation Paper (CP 2016-1125) - Clearing obligation for financial counterparties with a limited volume of activity
Consultation Paper (CP 2016-1125) - Clearing obligation for financial counterparties with a limited volume of activity
18 July 2016
Consultation Paper (CP 2016-1440) - Consultation on guidelines on the calibration, publication and reporting on trading halts.
Consultation Paper (CP 2016-1440) - Consultation on guidelines on the calibration, publication and reporting on trading halts.
Discussion Paper (DP 2016 - 1389) - On the trading obligation for derivatives under MiFIR
Discussion Paper (DP 2016 - 1389) - On the trading obligation for derivatives under MiFIR
Consultation Paper (CP 2016/1437) - Consultation on Guidelines on the management body of market operators and data reporting services providers
Consultation Paper (CP 2016/1437) - Consultation on Guidelines on the management body of market operators and data reporting services providers
Consultation paper (CP 2016/1422) - Consultation on draft RTS specifying the scope of the consolidated tape for non-equity financial instruments
Consultation paper (CP 2016/1422) - Consultation on draft RTS specifying the scope of the consolidated tape for non-equity financial instruments
Consultation Paper (DP 2016/1409) - Draft RTS and ITS under SFTR and amendments to related EMIR RTS
Consultation Paper (DP 2016/1409) - Draft RTS and ITS under SFTR and amendments to related EMIR RTS
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